* - $3.95 per equity trade and 50 cents per options contract for users who make 30 or more trades in the prior calendar quarter and/or
maintain an average daily balance of more than $100,000 in the prior calendar quarter.
| ACAT Transfer Out |
$50.00 |
| Partial ACAT Transfer Out |
$50.00 |
| Outgoing Domestic Wire Transfer |
$30.00 |
| Overnight Delivery |
$50.00 |
| Check Withdrawal |
$5.00 |
| Check Stop Payment |
$30.00 |
| Returned Checks |
$30.00 Plus interest for any trades from the earlier of the
settlement date or date of deposit |
| Returned ACH |
$30.00 |
| Returned Wires
Applies to attempted third-party wires
|
$30.00 |
| Pre Pay Settlement Fee |
$20.00 |
| Stock Certificate Deposit DTC Rejection Fees |
$175.00 |
| Stock Certificate Deposit Processing Fee
Commission on stock certificate deposited into Ally Invest will be equal
to 5% of the principal amount of the trade. Stock Certificates cannot be used to fund
a new account.
|
$300.00 per Certificate |
| Non-transferrable security charge per position |
$20.00 per month |
Vault Fee
Restricted certificates held for missing paperwork, certificates
for Securities that are not DTC eligible, etc. |
$60.00 per Year Charged Monthly |
| Outgoing DTC. Electronic delivery of individual certificates via Depository Trust Company |
$25.00 per Position |
| DWAC Transfer Fee per Position |
$50.00 + Any transfer agent fees up to $150 |
| DRS Transfer Fee per Position |
$115 per position |
| Paper Statements or any electronic statements requested that are older
than 2 years |
$4.00 |
| Limited Trading Authorization (LTA) paper statement fee Required for all accounts that have LTA |
$4.00 per account statement |
| Paper Confirmations |
$2.00 |
| 1099 Request for Exempt Accounts |
$50.00 |
| Tax document requests by fax and regular mail |
$50.00 |
| Option Exercise |
$9.95 |
| Option Assignment |
$4.95 |
| Option Position Management |
$100.00 + Regular Commission |
| Margin Sellouts, Restricted Accounts, and Broker-Assisted Trades |
$40.00 + Regular Commission |
| Short Stock
Loan charges on hard to borrow stock.
|
Daily Charge at Cost |
| Worthless Securities Processing |
$30.00. Other fees may apply |
| Reg T Extension |
$10.00 + Interest to Settlement Date |
| Foreign Stock Transaction Fee (not ADRs) |
$50.00 + Regular Commission |
| Foreign Stock Incoming Transfer Fee |
$50.00 per Position |
| ADR and other foreign stock semi-annual charges |
At Cost |
| Voluntary Reorganization |
$50.00 |
| Entity Account Opening Fee |
$250.00 (Corporation, LLC, Partnership) |
| Entity Account Annual Fee |
$200.00 (Corporation, LLC, Partnership) |
| Index Products.Ally Invest charges this additional per contract cost on certain index
products where the exchange charges fees.
|
$0.35 per Contract |
| Penny Stocks
For stocks priced less than $2.00. Maximum commission per order not
to exceed 5% of the trade value, with minimum commission of $4.95.
|
$0.01 per Share |
| OTCBB & Pink Sheet Stocks |
Minimum investment of $100 per Trade |
|
Other Transfer Agent and Trade Settlement charges for certain securities may be passed
through to you by our clearing firm.
|
Ally Invest fees are subject to change. For the most up-to-date information visit
official website.